How RIA Owners Tick Off Their Teams

June 29, 2020

How RIA Owners Tick Off Their Teams

THE INDEPENDENT ADVISORY FIRM’S SUCCESSION PROCESS was working out great: A next-generation advisor had become the majority shareholder and titular head of the company as planned. There was just one problem—the founder continued working at the firm, actively making decisions, offering guidance when approached by staffers, and, in the process, undermining the new owner.

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